Overview
Courtney has more than 15 years of experience in regulatory compliance, strategic operations, and leadership within the financial services industry. As Chief Compliance Officer of Aprio Wealth Management, she excels at aligning organizational growth with regulatory requirements, navigating complex compliance landscapes, and fostering high-growth environments. Courtney is recognized for her ability to successfully guide organizations through SEC and FINRA audits, establishing her as a trusted leader in compliance.
Experience
Courtney has a proven track record across multiple high-value Registered Investment Adviser (RIA) firms, where she developed and maintained robust compliance frameworks. She has successfully integrated regulatory controls into strategic operations in collaboration with executive teams and consistently achieved favorable outcomes during SEC audits.
Her deep experience also encompasses annual training, onboarding, and overseeing in-house transition of compliance functions to support major investment initiatives and periods of rapid growth. Beyond compliance, Courtney has provided operational leadership in areas, including client service, billing, and advisor onboarding.
Education & Affiliations
Courtney earned a Master of Jurisprudence in Compliance and Risk Management from Loyola University Chicago, a Master of Business Administration in Finance from Emory University, and a Bachelor of Arts in Economics from the University of Michigan.