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Financial Services Solutions

Complex regulations, high-stakes transactions, and investor expectations can make even routine decisions feel risky. With Aprio at your side, you gain a trusted partner that keeps your growth on track, no matter what comes next.

Mergers & acquisitions.
Due diligence. Tax liabilities.
Audit & reporting requirements.

Aprio helps financial services providers Account for Anything™

Every day, financial services firms make decisions that carry real consequences: a misstep in compliance, a delayed report, or a single overlooked detail can affect everything from operations to investor confidence.

At Aprio, we step in as a partner who sees the whole picture, delivering grounded, actionable solutions that connect to your day-to-day reality. Our goal isn’t just to check boxes—it’s to help you understand the numbers, navigate the rules, and feel confident in the choices you make for your business and the people who rely on it.

Our Solutions for the Financial Services Industry

Strategic & Financial Advisory

Our specialized advisors can help you develop tax, accounting, and compliance strategies that allow you to be proactive with possible acquisitions and divestiture opportunities.

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Risk & Compliance Solutions

Working in tandem with your team, our advisors will identify vulnerabilities, implement effective controls, and build resilient compliance frameworks that support long-term risk management and continued growth.

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Outsourced Accounting Services

Eliminate the stress of day-to-day accounting needs and compliance headaches with proactive tax strategies and audit support tailored to your needs.

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Financial Planning & Analysis

Leverage Aprio’s financial reporting and tax centric valuations across your operations to identify growth opportunities and drive smarter fund- and company-level decisions.

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Financial Audit & Assurance Services

Trust Aprio to deliver precise, data-driven audits, reviews, and tax services that ensure GAAP and regulatory compliance, enhance transparency, reduce risk, build stakeholder confidence, and drive long-term growth.

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Transaction Advisory Services

Our specialists can help you identify and mitigate transaction risks and negotiate from a position of power with our comprehensive financial, tax, and IT due diligence services.

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SOC Reporting & Compliance Services

Take advantage of Aprio’s deep SOC 1 reporting experience to make sure your controlled environment meets the rigor of AICPA audit and reporting standards.

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Tax Credits & Incentives Consulting

Our tax credit and incentive specialists will tell you exactly what federal or state credits your firm qualifies for—and help you secure the largest benefit available.

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Valuation & Investigation Services

Our valuation process is driven by rigorous analysis and informed judgement, and are designed to stand up to even the toughest scrutiny. We bring the same level of rigor to litigation support, helping identify risks and resolve legal matters quickly.

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Technical Accounting Consulting (TAC) Services

We’ll give you access to the contract accounting resources, subject matter experience, and objective guidance you need to maintain a healthy financial status.

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International Tax Advisory

If you’re operating across borders, Aprio provides coordinated tax planning guidance, global operating models, and multi-country operational insights to help reduce your worldwide effective tax rate and keep you profitable.

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Fund Formation & Compliance

We’ll help you build a resilient and efficient fund structure while navigating complex regulatory frameworks to enhance investor confidence, mitigate risks, and manage ongoing compliance.

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Your Financial Services Specialists

Helping you unlock value and accelerate growth across industries

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Financial Services Resources

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Frequently Asked Questions

How does Aprio support the due diligence process?

Aprio offers both buy-side and sell-side due diligence services, focusing on financial, tax, and IT aspects so that our clients can make informed investment decisions and mitigate risks during transactions.

How can Aprio help with post-investment portfolio management?

We work with our clients to enhance operational efficiency, improve financial reporting, identify growth opportunities, and implement tax optimization strategies so portfolio companies perform at their full potential.

What is Aprio’s approach to tax planning and strategy?

We provide strategic tax planning to improve the tax structure of investments and transactions, including working with clients on tax-efficient exit strategies, international tax considerations, and compliance.

How does Aprio assist with mergers and acquisitions?

We guide clients through all stages of the M&A process, including target identification, deal structuring, financial, tax and IT due diligence, tax planning and structuring, and post-transaction integration, with a focus on maximizing value and reducing risks.

What types of alternative investment funds does Aprio serve?

We understand that each fund comes with its own operational, compliance, and growth challenges. That’s why we offer tailored audit, tax, and advisory solutions designed to support hedge fund, VC fund, fund of fund, offshore fund, and real estate fund managers at every stage. By aligning our solutions with your goals, Aprio empowers you to build trust with stakeholders and maintain compliance, leading the way to more growth opportunities.

How does Aprio support broker-dealer audits?

Aprio provides comprehensive audit services for broker-dealers, making sure they remain compliant with regulatory standards while improving their operational efficiency. As a PCAOB-registered firm, Aprio conducts annual audits of financial statements in accordance with SEC Rule 17a-5, delivering precise and timely reporting to meet stringent regulatory due dates.

In addition to financial statement audits, we offer specialized services to verify compliance with customer protection regulations and assessments to make sure there are accurate calculations and filings.

Our team of specialized CPAs stays abreast of the latest SEC and FINRA regulatory changes, enabling us to provide our clients with up-to-date guidance to navigate the complex processes of the security industry efficiently and cost-effectively.

What is included in Aprio’s statutory and GAAP insurance audit services?

Our statutory and GAAP insurance audits are created to address the needs of insurance carriers and related entities. With a focus on precision and regulatory alignments, these services include comprehensive financial statement audits, regulatory compliance alignment, internal control evaluations, captive insurance audit specialization, guaranty association audits, and SOC 1 reporting. Contact us today to learn more.

How does Aprio help alternative investment funds with tax compliance?

Aprio provides a full suite of customized tax compliance services to address the requirements of alternative investment funds, from maintaining adherence to regulatory requirements to improving tax services. Our key services include tax compliance for fund structures, K-1 tax reporting, global tax compliance, investor tax estimates, and strategic tax planning. Contact us today to learn more.

Does Aprio offer tax services for venture capital funds?

Yes, Aprio offers a full range of tax services designed specifically for venture capital (VC) funds. We know that operating in the fast-paced world of VC means navigating an intricate web of tax structure while also staying focused on growth. That’s why we provide strategic, customized solutions to simplify your tax challenges and help you maximize opportunities.

Our team supports VC funds with strategic tax planning, compliance with federal and state regulations, and specialized guidance on credits and incentives that can enhance returns. Contact us today to learn more.

What are the benefits of Aprio’s real estate fund audits?

With Aprio, real estate fund audits aren’t just about checking the compliance box. We are committed to helping you unlock your investment potential. Our team brings extensive industry experience to the table, helping you navigate complex regulations, enhance financial transparency, and build stronger investor relationships.

We understand the nuances of real estate funds, from multifamily housing to industrial developments, and tailor our audit approach to fit your structure and goals with minimal disruption to your operations so you get timely results that keep you on track. Contact us today to learn more.

Get a trusted partner that helps you keep your growth on track.

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