Hedge Fund Accounting Services & Audit
Navigate compliance requirements and grow the value of your organization with confidence.
Aprio offers the financial services expertise and comprehensive tax, audit and advisory services you would expect from a large global provider, delivered with attentive client service and competitive fees.
Victoria Pellegrino
Financial Services Segment Leader | Assurance Partner
Nationally-recognized financial services CPAs
As a PCAOB-registered and inspected firm, Aprio’s financial services team has been serving alternative investment funds and SEC and CFTC-regulated entities of all sizes for more than 40 years. Aprio provides sound advice and fast access to comprehensive assurance, tax and advisory services.
Who We Help
CFOs, managing partners, emerging fund managers and family offices partner with Aprio for strategic guidance and regulatory compliance expertise to manage risk and make informed business decisions.
Alternative Investment Funds
- Hedge Funds
- Private Equity Funds
- Venture Capital Funds
- Funds of Funds
- Master-Feeder Funds
- Offshore Funds
- Real Estate Funds
SEC and CFTC-Regulated Entities
- Broker-Dealers (clearing, non-clearing and carrying )
- Commodity Pool Operators and Advisors
- Registered Investment Advisors (RIA)
SERVING ALTERNATIVE
INVESTMENT FUNDS WITH UP TO
$500 million
AUM
SERVING RIAs WITH UP TO
$5 billion
AUM
SERVING BROKER-DEALERS
WITH UP TO
$100 million
IN REVENUES
Outcomes that add value to your organization
through every stage
Structure your early-stage fund for growth & tax-efficiency
For startup funds, Aprio provides tax compliance for your organization and related entities, including general partners and investment managers within fund structures.
Keep investors happy with timely K-1 tax reporting
Aprio has the expertise and resources to help your alternative investment funds meet contractual obligations to provide financial statements and K-1 tax reporting requirements on time or ahead of schedule. For RIA fund sponsors, Aprio helps you fulfill SEC custody rules and provide statements to investors within 120 days of the fund’s year-end.
Meet tight financial reporting deadlines
Aprio helps broker dealers with timely audits in accordance with SEC Rule 17a-5 and provides compliance attestation for SEC financial responsibility rules.
Specialty financial services from a PCAOB-registered
business advisory firm
- GAAP financial statement audits
- Surprise custody exams for RIAs
- Investment performance attestation reviews
- Emerging manager operating structure advisory
- SOC 1 reporting
- Transaction advisory and valuation
- Timely K-1 tax reporting for fund investors
- Tax estimates for investors
- Tax preparation and review for GP entities
- Compliance attestation for SEC financial responsibility rules
Aprio’s Financial Services Leadership
Victoria Pellegrino
Financial Services Segment Leader | Assurance Partner
Michael Levy
Transaction Advisory Practice Leader |Advisory Services Partner, Aprio LLP
Matt Wise
Assurance Practice Leader | Assurance Partner, Aprio LLP